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contract note "contract note" means the document issued by a dealer for the sale or purchase of any security to its client;
PU(A) 37/1997 - SECURITIES INDUSTRY (DEALER’S CONTRACT NOTE) REGULATIONS 1997
2. Interpretation. |
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contract note "contract note" means the note sent by a dealer or agent to his principal, or by any person who by way of business deals, or holds himself out as dealing, as a principal in any stock or marketable securities, advising the principal, or the vendor or purchaser, as the case may be, of the sale or purchase of any stock or marketable security, but does not include a note sent by a dealer or agent to his principal where the principal is himself acting as dealer or agent for a principal and is himself a person who bona fide carries on the business of a dealer in Malaysia; [Am. Act 608 - Prior text reads - ""contract note" means the note sent by a broker or agent to his principal, or by any person who by way of business deals, or holds himself out as dealing, as a principal in any stock or marketable securities, advising the principal, or the vendor or purchaser, as the case may be, of the sale or purchase of any stock or marketable security, but does not include a note sent by a broker or agent to his principal where the principal is himself acting as broker or agent for a principal and is himself a person who bona fide carries on the business of a stockbroker in Malaysia;"]
ACT 378 - STAMP ACT 1949 (CONSOLIDATED AND REVISED 1989)
2. Interpretation. |
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contract note "contract note" means the document issued by a holder of a Capital Markets Services Licence as prescribed by the Minister under section 90;
ACT 671 - CAPITAL MARKETS AND SERVICES ACT 2007
2. Interpretation. |
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contract note In this section the expression "contract note" means the note sent by a broker or agent to his principal, or by any person who by way of business deals, or holds himself out as dealing, as a principal in any stock or marketable securities, advising the principal, or the vendor or purchaser, as the case may be, of the sale or purchase of any stock or marketable security, but does not include a note sent by a broker or agent to his principal where the principal is himself acting as broker or agent for a principal and is himself a person who bona fide carries on the business of a stockbroker in Malaysia.
ACT 17 - EXCHANGE CONTROL ACT 1953 (Revised 1969)
45. Exemption from stamp duty. |